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Financial Broker Responsibility

Printed From: AussieLegal
Category: General Legal Discussions
Forum Name: Discuss legal issues that are of a general nature
Forum Discription:
Printed Date: 22/March/2018 at 07:27

Topic: Financial Broker Responsibility
Posted By: mikesydwest
Subject: Financial Broker Responsibility
Date Posted: 19/March/2017 at 15:16
I was hoping someone would be able to help in a matter of a scam, run by a Brokers Authorised Representative.

A Joint Venture Agreement was set up - turning out to be a scam.

Broker say he has no responsibility over the representative.

Thanks MIke

Posted By: citizen-joe
Date Posted: 20/March/2017 at 01:02
Talk to - APRA

Posted By: mikesydwest
Date Posted: 21/March/2017 at 00:07
APRA say they have nothing to do with Finance Brokers,

thanks for the assist anyway,


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