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Financial Broker Responsibility

Printed From: AussieLegal
Category: General Legal Discussions
Forum Name: Discuss legal issues that are of a general nature
Forum Discription:
URL: https://www.aussielegal.com.au/forum/forum_posts.asp?TID=24542
Printed Date: 17/December/2017 at 07:27


Topic: Financial Broker Responsibility
Posted By: mikesydwest
Subject: Financial Broker Responsibility
Date Posted: 19/March/2017 at 15:16
I was hoping someone would be able to help in a matter of a scam, run by a Brokers Authorised Representative.

A Joint Venture Agreement was set up - turning out to be a scam.

Broker say he has no responsibility over the representative.

Thanks MIke




Replies:
Posted By: citizen-joe
Date Posted: 20/March/2017 at 01:02
Talk to www.apra.gov.au/%20 - APRA


Posted By: mikesydwest
Date Posted: 21/March/2017 at 00:07
APRA say they have nothing to do with Finance Brokers,

thanks for the assist anyway,

mike



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