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Financial Broker Responsibility

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mikesydwest View Drop Down
Newbie
Newbie


Joined: 19/March/2017
Location: Australia
Posts: 2
  Quote mikesydwest Quote  Post ReplyReply Direct Link To This Post Topic: Financial Broker Responsibility
    Posted: 19/March/2017 at 15:16
I was hoping someone would be able to help in a matter of a scam, run by a Brokers Authorised Representative.

A Joint Venture Agreement was set up - turning out to be a scam.

Broker say he has no responsibility over the representative.

Thanks MIke

citizen-joe View Drop Down
Senior Member
Senior Member


Joined: 09/October/2005
Location: Australia
Posts: 320
  Quote citizen-joe Quote  Post ReplyReply Direct Link To This Post Posted: 20/March/2017 at 01:02
Talk to APRA

mikesydwest View Drop Down
Newbie
Newbie


Joined: 19/March/2017
Location: Australia
Posts: 2
  Quote mikesydwest Quote  Post ReplyReply Direct Link To This Post Posted: 21/March/2017 at 00:07
APRA say they have nothing to do with Finance Brokers,

thanks for the assist anyway,

mike

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